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Jersey Financial Services Commission: appointment of Commissioner

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JERSEY FINANCIAL SERVICES COMMISSION: APPOINTMENT OF COMMISSIONER _______________

Lodged au Greffe on 3rd November 1998 by the Finance and Economics Committee

______________________________

STATES OF JERSEY

STATES GREFFE

175             1 9 9 8   P . 2 2 2          

Price code: B

PROPOSITION

THE STATES are asked to decide whether they are of opinion -

  in p u r s uance of Article 3 of the Financial Services Commission (Jersey) Law 1998, as amended, to appoint Mr.

Richard Pratt as a Commissioner of the Jersey Financial Services Commission for a period of three years with effect from 1st January 1999.

FINANCE AND ECONOMICS COMMITTEE

REPORT

The appointment of Commissioners to the Jersey Financial Services Commission is dealt with in Article 3 of the Financial Services Commission (Jersey) Law 1998. Paragraph (1) reads as follows -

"( 1 ) The Commission shall consist of -

( a) a Chairman who shall be a member for the time being of the Committee [the Finance and Economics

Committee]; and

  (b ) not less than six other Commissioners.". Paragraph (1A) reads as follows -

" (1 A  )  The Commissioners shall be appointed by the States from persons nominated by the Committee and

such appointments shall be debated in camera.".

Paragraph (2) states -

"( 2 ) The Commissioners shall include -

  (a ) persons with experience of the type of financial services supervised by the Commission;

(b ) regular users on their own account or on behalf of others, or representatives of those users, of financial

services of any kind supervised by the Commission; and

(c )  in  dividuals representing the public interest,

and the composition of the Commission shall be such as to secure a proper balance between the interests of persons carrying on the business of financial services, the users of such services and the interests of the public at large.".

The Finance and Economics Committee wishes to nominate the following person for appointment by the States - Richard Pratt

  fr o m  1 2 th October 1998 became Director General designate of the Jersey Financial Services Commission. He will

take over as Director General on 1st January 1999, on the retirement of Mr.  Richard Syvret.

A full CV is attached at Appendix A.

As it is considered inappropriate that Commission appointments should terminate at the same time, this initial appointment will be for three years ending on 31st December 2001. Other Commissioners have been appointed for the following periods -

  U n t il 3 1 st May 2001, subject to continued membership of the Finance and Economics Committee -    Se  n a to r Fr  a n k Harris on Walker

  U n t il 3 0 th November 1999 -

R ic h a r d C  h a rle  s Ahier Syvret Ju r a t J o h n C  la ude Tibbo

A n d r e w W in  c kler

U n t il 3 1 st May 2001 -

A d v o c a te J u lia  n Anthony Clyde-Smith R ic h a r d J o h n Pirouet

G e o f fr e y C  o lin  Powell, OBE

By virtue of Article 4(1) of the Financial Services Commission (Jersey) Law 1998, all Commissioners are required to take oath before the Royal Court in the form set out in Part I of the First Schedule to the Law before they begin to act in execution

of the Law.

APPENDIX A

NAME: RICHARD PRATT

DATE OF BIRTH: 3.11.49 (48)

NATIONALITY: British

MARITAL STATUS: Married, 1 child

EDUCATION AND QUALIFICATIONS

1959 - 1966 Eltham College, Mottingham

1969 - 1972 University of Bristol

BSc (Hons) Economics and Politics

1972 - 1973 London University

MA African Area Studies 1996 London Business School

Senior Executive Programme

CAREER HISTORY

1973 - 1975 HM Treasury and other Departments

Trainee Posts

1975 - 1976 Press Officer to the PM Harold Wilson

1976 - 1977 Private  Secretary  to  the  Lord  Privy  Seal,  Fred

Peart

1977 - 1980 Negotiation  of  Civil  Servant  Pay  with  Trade

Unions

1980 - 1982 Department  of  Employment,  management  and

development of employment subsidy schemes

1982 - 1984 1984 - 1986 1986 - 1987

1987 - 1990 1990 - 1993 4/1993 - 10/1993 1993 - 1995 1995 - 1998


Expenditure control for Northern Ireland Project Manager of the Budget Statement

Control  of  United  Kingdom  public  expenditure and cash limits

Head  of  Embassy  Economic  Department Washington DC

HM Treasury

Head of European Community Division One

Department of Social Security

Secondment to Peter Lilley, Secretary of State

HM Treasury

Head of Securities and Investment Services Team

LIFFE

Director of External Affairs