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Finance Law Delegation Report for the six-month period to 31 December 2022

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STATES OF JERSEY

FINANCE LAW DELEGATION REPORT FOR THE SIX-MONTH PERIOD JULY - DECEMBER 2022

Presented to the States on 27th February 2023 by the Minister for Treasury and Resources

STATES GREFFE

2023  R.30

REPORT

Summary

The purpose of this report is to satisfy a requirement of the Public Finances (Jersey) Law 2019 for the Minister to report to the States Assembly, twice yearly, decisions taken by the Minister under certain Articles of that Law. Details of such decisions are set out in the body of this report. In most cases these decisions vary the amounts for heads of expenditure approved by the Assembly in the Government Plan.

In summary, during the six-month period ending on 31st December 2022 the Minister or Treasurer (acting under delegation from the Minister) approved the following:

Three  transfers  between  approved  heads  of  expenditure  totalling  £1.4 million;

Five uses of additional departmental income above that included in the Government Plan, totalling £2.3 million; and

Four allocations from Reserves totalling £29.9 million. Of these:

£2.4 million was to fund pay awards;

£12.77  million  was  allocated,  largely  to  projects,  from  amounts  held centrally for this purpose; and

£14.77 million was to fund unexpected spending pressures in 2022 - £13.35 million being in Health and Community Services.

There were no new borrowing, lending or guarantee ministerial decisions during the six- month  period.  The  Treasurer,  under  delegation  from  the  Minister,  approved  two drawdowns from the Revolving Credit Facility totalling up to £31.3 million to meet cashflow requirements (one of these, for up to £11.3 million, was made by the Director of Treasury and Investment Management, under delegation from the Treasurer during the latter's annual leave). These decisions were made within limits previously approved by the Minister. All but £11 million has been repaid.

  1. The administration of the public finances of Jersey

In accordance with the Public Finances (Jersey) Law 2019 ("the Law") certain matters are required to be reported to the States Assembly twice yearly by the Minister for Treasury and Resources ("the Minister").

This  report  summarises  all  decisions  made  during  the  six  month  period  to  31st December 2022. Where decisions have not previously been published, this is due to one of two reasons -

The decisions were exempted under the Freedom of Information (Jersey) Law 2011; or

The decisions were taken by the Treasurer of the States under delegated authority from the Minister.

  1. Reporting on decisions

The areas of administration which are required to be reported on are as follows:

  1. each function undertaken, within the applicable 6-month period under any of Articles 18 to 21, 24 and 26 to 28; and
  2. each direction given, within the applicable 6-month period by the Minister under Article 15(3) with respect to the amounts appropriated for a reserve head of expenditure.

Article 18 relates to transfers between heads of expenditure.

Article 19 relates to transfers to the following year's reserve.

Article 20 relates to transfers of major project amounts to the following year. Article 21 relates to the power to allocate excess income.

Article 24 relates to emergency expenditure.

Article 26 relates to financing (borrowing).

Article 27 relates to loans.

Article 28 relates to guarantees and indemnities.

There were no approvals in the period under Article 19, 20 and 24. Other approvals are detailed below.

  1. Transfers between heads of expenditure under Article 18.

NB  A list of abbreviations used can be found at the end of this report.

Where Ministerial Decisions were public the full decisions can be read on www.gov.je.

 

Department

£

Purpose

From

To

CYPES

SPPP

£291,000

To  ensure  the  Jersey  Care  Commission (JCC) can regulate and inspect children's services. This funding was approved in the Government Plan 2020-2023, and it has since been agreed that the funding should transfer to the JCC, through SPPP as the sponsoring  department.  The  recurring transfer  is  included  in  the  Government Plan 2023-2026. (MD-TR-2022-660)

IHE

SPPP

£500,000

The  funding  will  be  used  to  create  a dedicated function within SPPP to lead on the  development  and  implementation  of policy  options  for  Housing,  and  co- ordinate the activities of delivery agencies. The recurring transfer is included in the Government  Plan  2023-2026.  (MD-TR- 2022-720)

 

HCS

CYPES

£653,000

This is in respect of a CAMHS (Child and Adolescent Mental Health Service) Home Treatment,  Outreach  and Neurodevelopmental  Pathway  Service. The recurring transfer is included in the Government  Plan  2023-2026.  (MD-TR- 2022-730)

  1. Approvals of the allocation of excess income under Article 21. Excess income in this regard is income over and above 10% (up to a maximum of £100,000) of the relevant departmental income estimates in the Government Plan 2022- 2025.

 

Department

Amount £

Purpose

Viscount's

up to £155,000

To  cover  unbudgeted  costs  of  Risk  Assessment ahead of the Moneyval inspection (£90,000), and improvements and upgrade to the PlainSail database (£65,000). Total additional income forecast for the department at the time of the decision was £499,000, of which, £354,000 was classified as Levied by the States of Jersey, and £145,000 as Earned through Operations. (TR-2022-TD036)

Law Officers'

£14,160

Laptops  purchase  for  the  Honorary  Police.  The income  was  to  be  received  from  the  Criminal Offences Confiscation Fund. The allocation did not take place, but the decision is recorded in this report for completeness. (MD-TR- 2022-637)

IHE

up to £1,250,000

To spend on pressures within the department in 2022 rather than drawing down from the General Reserve. The additional income arose from charges for the disposal of hazardous waste. (MD-TR-2022-814)

JHA

up to £690,000

To  meet  various  financial  pressures  within  the Department to avoid a need to request additional funding from the General Reserve. The additional income  arose  within  the  Jersey  Customs  and Immigration Service (JCIS). (MD-TR-2022-814)

Judicial Greffe

up to £200,000

To cover unbudgeted costs for the refurbishment of the Family Court. This project slipped from 2021 to 2022. The additional income (of £368,000) arose largely  from  fees  charged  to  third  parties  for provision  of  the  Creditor's  Winding  Up  service. (MD-TR-2022-814)

  1. Approvals of financing (borrowing) under Article 26  .

During the six months to 31st December 2022 there were no Ministerial Decisions in relation to borrowing.

On 27th July 2022 the Treasurer authorised a utilisation request for £20 million from the Revolving Credit Facility to allow the Government of Jersey to meet its cashflow and liquidity requirements as they fall due (TR-2022-TD025)

On 23rd December 2022 the Director of Treasury and Investment Management (under delegation from the Treasurer) approved a utilisation request for up to £11.32 million to meet the costs of Our Hospital' approved funding (TR-2022-TD043SH). £11.0 million was drawn down against this decision.

With the exception of the draw down on 23rd December all other borrowing from the Revolving Credit Facility has been repaid. The total drawdown from the Revolving Credit facility as at 31st December 2022 equates to £11 million, leaving £489 million of the facility undrawn. The maximum limit of borrowing as at 31st December 2022 approved by the States Assembly was £1,724.2 million. This was revised down to £817 million in the Government Plan 2023-2026. (These figures include borrowing for Refinancing of past-service liabilities and the Housing Bond).

Extract from Government Plan 2023-2026 (as amended) (R.12/2023)

 

Summary Table 2 - Borrowing for 2023

 

Existing

Change to

2023

£'000

Approval

Approval

Approval

Costs of Covid-19

208,520

( 208,520)

-

Fiscal Stimulus

29,641

(29,641)

-

Refinancing of past-service liabilities

480,000

(3,000)

477,000

Housing Bond

250,000

-

250,000

Total Approved Borrowing (before Healthcare Facilities)

968,161

( 241,161)

727,000

Borrowing for Healthcare Facilities

756,000

( 665,929)

90,071

Total Approved Borrowing

1  ,724,161

( 907,090)

817,071

  1. Approvals of loans under Article 27 (as amended by P.28/2020).
  1. Housing Development Fund

During the six-month period to 31st December 2022, no new loans were approved by the Minister for Treasury and Resources.

The net value of loans outstanding from the Housing Development Fund decreased from £228,864,024 at 30th June 2022 to £221,813,088 as at the 31st December 2022 as a result of payments of interest.

Loans from the HDF were split between the following loan holders:

Andium Homes £220,565,777 Le Vaux Housing Trust £1,247,311 Total loans £221,813,088

  1. Other loans

There were no decisions relating to other loans during the six months to 31st December 2022.

  1. Approvals of guarantees under Article 28 (as amended by P.28/2020).
  1. Jersey Student Loan Scheme

During the six month period to 31st December 2022, no new loans were guaranteed by the States under the Jersey Student Loan Scheme, which provided financial guarantees to four banks. The Scheme closed to new loans in 2018.

P53/2007 (Student Loans for higher education – guarantees) was debated by the States Assembly on the 6th June 2007 and a maximum outstanding limit of £10 million for an unlimited time period was approved. The outstanding balance of these loans guaranteed as at 31st December 2022 was £0.54 million. At the end of 2021 this was £0.86 million.

  1. Disruption Loan Guarantee Scheme (Covid)

The scheme was not extended after 31st December 2021; therefore no new applications have been made, nor guarantees granted, in 2022.

169 enquiries had been made by clients to banks under the scheme at the end of 2021, of which 70 had progressed and a facility issued. Whilst £4.3 million of facilities had at one stage or another been approved, by 31st December 2022, 41 facilities remained active with the total value of all outstanding facilities being approximately £1.7m.

To date, there has been one confirmed default (in 2021) which resulted in a claim. This was for a value of £28,645 (reference MD-TR-2021-0144) and was paid in January 2022. There has been one further default reported in the year to 31st December 2022, however, no claim has been made in respect of this default to date. The outstanding value of this particular facility as at 31st December 2022, including accrued interest, is £36,661.

  1. Allocations from the Reserve under Article 15(3).

Further information on the Minister's policy for the types of allocation from the Reserve is contained in "Procedures for allocations from the Reserve", published as R.76/2022.

 

From

To

£

Purpose

Reserve for Centrally Held  Items  (This Reserve  includes

CYPES

up to £2,410,050

To  cover  the  budget allocation for the 2022 pay award  in  respect  of  the

 

several  sub- components   see  *2

below)   Pay  award inflation

 

 

Teachers pay group. (MD- TR-2022-478)

General Reserve

HCS

up to £13,357,000

To fund spending pressures in  2022.  These  included Tertiary Care and Ward and Midwifery  Staffing; Surgical  Income  Deficit; Parental  Leave; Rebalancing  Target;  Les Amis  Financial  Support; and  Hugo  Mascie- Taylor Report  Recommendations (MD-TR-2022-813).

General Reserve

Various heads  of expenditure

 see  table below*1

up to £1,412,000

To  fund  potential  funding pressures  in  2022. Approvals were "up to" and may not all be made if the costs are able to be absorbed from  existing  approved 2022 heads of expenditure. (MD-TR-2022-814)

Reserve  for  Centrally Held  Items  (This Reserve  includes several  sub- components   see  *2 below)  -  Market Smoothing Reserve

IHE

up to £244,000

To  cover  additional  costs associated  with  the refurbishment  of  units within the Central Market. (MD-TR-2022-814)

Reserve  for  Centrally Held  Items  (This Reserve  includes several  sub- components   see  *2 below)  -  Court  and Case Costs Smoothing Reserve

BC Viscount's SoJP LOD

up to £80,000 up to £154,000 up to £592,000 up to £876,000

To  cover  additional  court and  case  costs.  (MD-TR- 2022-814)

Reserve  for  Centrally Held  Items  (This Reserve  includes several  sub- components   see  *2 below)  -  Capital Smoothing Reserve

Various project heads  of expenditure

 see  table below*3

up to £10,823,000

Allocations  of  funding  to individual  projects  held centrally  until  required. (MD-TR-2022-814)

*1 General Reserve "up to" allocations from MD-TR-2022-814

 

Title

HoE

£000s

Bailiff 's Chambers Events 2022

BC

413

Audit Fees

C&AG

18

Social Worker Accommodation

CYPES

270

Jersey Premium Virtual school

CYPES

159

Jersey London Office

EXT

27

Principal Financial Sanctions Officer

EXT

50

Legal Advisors Reward Scheme

LOD

245

Additional Insurance Premium Costs

T&E

230

Total

 

1,412

*2 sub-components of the Reserve for Centrally Held Items

 

Sub-components

Purpose

Pay award inflation

Provision for the forecast costs of future inflationary pay awards including associated social security and pension requirements.

Pension  and  Social Security Increases

Centrally  held  increases  to  meet  pension  and  social security increased costs.

Non-pay net inflation

From 2021 onwards funding is held in reserve for the forecast  net  non-pay  inflation  requirements  across government.

Court  and  Case  Costs smoothing reserve

Departments  involved  in  civil  and  criminal  judicial proceedings hold annual budgets for court and case costs. Expenditure on court and case costs is highly variable and driven by demand that is largely outside of the control of departments. The court and case costs smoothing reserve provides a source of funding to meet peaks in demand. In years where court and case costs are lower than budgeted, surpluses are allocated to the smoothing reserve in order to build capacity for the future.

Markets  smoothing reserve

Income from market traders is used to run and maintain the Island's public markets. When income from the public markets exceeds expenditure, the surplus is transferred to the markets smoothing reserve to build capacity for future expenditure such as maintenance or refurbishment needs. In years where expenditure is higher than income funding can be withdrawn from this reserve.

Independent Jersey Care Inquiry

Centrally held provision for costs associated with the Independent  Jersey  Care  Inquiry  and  its recommendations.

Revenue  consequences of capital schemes

Centrally held reserve for the revenue consequences of capital initiatives, which will be released once projects in the capital programme have reached the point of incurring

 

 

 

associated revenue costs. Funding is held in the reserve due to the inevitable variability involved in the timescales for capital projects, which are subject to assumptions and estimation.

Capital Reserve

Smoothing

The  capital  smoothing  reserve  is  intended  to  support improved cashflow management for projects. Allocations of  funding  to  the  reserve  will  typically  be  linked  to individual  projects,  but  where  no  longer  required  for previously identified purposes, funding can also be used to support other smoothing requirements including inter alia:  opportunities  to  accelerate  delivery  of  existing projects, further initiatives within the scope of an existing project head of expenditure, project cost pressures.

*3 Capital Smoothing Reserve "up to" allocations from MD-TR-2022-814

 

Head of Expenditure

Accountable Officer

£000s

 

C00GP21014 - Service Digitisation

John Quinn 2  59

 

C00MP20001 - MS Foundation (MP)

John Quinn 726

 

C00MP20002 - Integrated Tech Solution (MP)

John Quinn 1  ,297

 

C00MP20003 - Cyber (MP)

John Quinn 8  00

 

FA0GP21002 - Discrimination law safeguarding

Rob Sainsbury 6  1

 

FA0GP21002 - Discrimination law safeguarding

Andy Scate 3  33

 

H00MP21009 - Office Modernisation (MP)

Andy Scate 62

 

J00GP21017 - Replacement Assets (Various)

Caroline Landon 2  00

 

J00GP21031 - Health Services Improvements

Caroline Landon 205

 

Q00BT14022 - Sewage Treatment Works (MP)

Andy Scate 6  ,373

 

Q00RL10011 - Infrastructure

Andy Scate 506

 

Totals

 

10,823

 

  1. Budget Reconciliation

An analysis of how the total allocated budget as at 31 December 2022 compares to the original budget approved in the Government Plan 2022 – 2025 will be provided in the States of Jersey Annual Report and Accounts 2022 in the Political Accountability Report section.

Minister for Treasury and Resources February 2023

Abbreviations

BC   Bailiff 's Chambers

C&AG  Comptroller and Auditor General

CYPES  Children, Young People, Education and Skills EXT  Ministry for External Relations

JHA  Justice and Home Affairs

IHE  Infrastructure, Housing and Environment HCS  Health and Community Services

LOD   Law Officers' Department

SoJP  States of Jersey Police

SPPP   Strategic Policy, Planning and Performance T&E  Treasury and Exchequer